Webb8 mars 2024 · Classification as a professional investor under the PI Rules is relevant to the following: the prospectus regime under the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Cap. 32) ("CWUMPO"); the offer approval requirements under the Securities and Futures Ordinance (Cap. 571) ("SFO"); and Webb17 dec. 2024 · A SPAC’s securities must be distributed to a minimum of 30 Institutional Professional Investors 3. Proposal adopted, but the minimum number of Institutional Professional Investors required is reduced to 20. 2. SPAC Directors. A majority of a SPAC’s board must be composed of representatives of the SPAC Promoters who nominate them.
Code of Conduct for Persons Licensed by or Registered with the ...
Webb29 nov. 2016 · Corporate Professional Investors are corporations with high-valued assets. Both types of investors may not necessarily be experienced in making investment … Webb13 okt. 2014 · F ollowing a consultation (“Consultation”) in May, 2013, in September, 2014, the Securities and Futures Commission (“SFC”) introduced a new regime governing how licensed and registered persons must deal with professional investors with effect from March, 2016. The new regime limits the availability of current exemptions from … periodic table and their groups
SFC Updates Criteria for Professional Investors in Hong Kong Finance …
Webb21 maj 2024 · According to Hong Kong law, an individual must have a portfolio of HK$8 million ($1.03 million) to count as a professional investor. Advertisement · Scroll to … WebbThere are 3 principal categories of professional investors – Institutional Professional Investors, Corporate Professional Investors and Individual Professional Investors. The … Webb18 nov. 2024 · SFO professional investors include institutional investors and non-institutional investors. The former include banks, dealers, insurance companies and certain regulated collective investment schemes. ... Corporations or partnerships with a portfolio of not less than HK$8 million or total assets of not less than HK$40 million; periodic table and trends ppt